Experienced Securities And Financial Fraud Lawyer In Pittsburgh, PA
Business litigation is often incredibly complex. Despite the corporate nature of the lawsuit, the lawsuit may ultimately feel like a very personal matter. Those harmed by business torts or contract breaches may struggle to set aside emotional reactions regarding the...
After a loved one dies, you may begin reviewing financial records and notice something unexpected. Investment accounts may show large losses, unusual transactions or recommendations that do not seem consistent with your loved one's goals or financial situation. If you...
For securities professionals, the Form U5 filed after you leave a firm acts as a permanent resume on your Central Registration Depository (CRD) record. Because this history is permanent and visible to future employers, an inaccurate or malicious disclosure can...
When you work with a financial broker in Pennsylvania, you generally expect recommendations that match your financial goals and your comfort with risk. Regulation best interest (Reg BI) sets a federal standard that requires broker-dealers to place your financial...
You may notice unusual withdrawals from an older parent’s bank account. A longtime financial advisor may also begin taking more control over money than expected. In some cases, families only find missing money after they start helping with bills or estate matters....
You receive a call that appears to come from your bank. The person on the line knows your name, mentions recent activity and asks you to confirm a transaction. It feels routine. Only later do you realize the money is gone. If you did not realize it was a scam, are you...
If you are a Pittsburgh broker, a notice about an internal investigation feels overwhelming. Most likely, you worry about your professional record and your ability to serve your clients. Although FINRA Rule 3110 requires firms to watch their staff, brokers have very...
When money disappears because of fraud, victims may assume the loss is theirs alone. Banks may also reinforce that belief by pointing to account agreements or security warnings. But the law does not always leave fraud victims without options. In certain situations, a...
Life Insurance Premium Financing Life insurance premium financing involves the sale of a high dollar life insurance policy, usually an indexed universal life (IUL) policy, with the premiums for the policy paid through the proceeds of a loan extended by a bank or other...
An unexpected investment loss may feel unsettling when your retirement income may depend on long-term planning. You might review your statements and notice declines that do not match market reports or what others describe. That disconnect may raise questions. In...