FINRA Orders Firms to Pay in Excess of $8.2 Million in Restitution to Mutual Fund Investors
On December 20, 2024, FINRA issued a news release concerning an order it issued to three firms - Edward Jones, Osaic Wealth, Inc. and Cambridge Investment Research, Inc. — to pay restitution to customers of more than $8.2 million harmed by the firms’ failures to...